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Finance Quality Control/Audit Analyst

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Job Details
Job Order Number
Company Name
TD Bank
Physical Address

Falmouth, ME 04105
Job Description


Job Title:

Finance Quality Control/Audit Analyst

TD Description:

About TD Bank, America’s Most Convenient Bank®

TD Bank, America’s Most Convenient Bank, is one of the 10 largest banks in the U.S., providing more than 8 million customers with a full range of retail, small business and commercial banking products and services at approximately 1,300 convenient locations throughout the Northeast, Mid-Atlantic, Metro D.C., the Carolinas and Florida. In addition, TD Bank and its subsidiaries offer customized private banking and wealth management services through TD Wealth®, and vehicle financing and dealer commercial services through TD Auto Finance. TD Bank is headquartered in Cherry Hill, N.J. To learn more, visit ( Find TD Bank on Facebook at and on Twitter at .

TD Bank, America’s Most Convenient Bank, is a member of TD Bank Group and a subsidiary of The Toronto-Dominion Bank of Toronto, Canada, a top 10 financial services company in North America. The Toronto-Dominion Bank trades on the New York and Toronto stock exchanges under the ticker symbol “TD”. To learn more, visit ( .

Auto req ID:



United States

Job Requirements:

•Acts as back up to the Quality Control Manager as needed

•Assumes the lead position on a QC review

•Executes testing of key controls in highly complex areas of the Finance division

•Coordinates & executes quality control and/or compliance activities within the Finance division

•Reviews Quality Control Analyst documentation

•Assists Quality Control Manager in the planning of Quality Assurance reviews including staffing and budgets

•Participates in special projects and performs additional duties as assigned

•Creates manuals, reports and documents and makes updates as needed

•Maintains strong relationships with partners and peers by sharing best practices, knowledge and leveraging experience

•Identifies opportunities for process improvements to advance service quality and/or streamline functions

•Recommends and implements training needs

•Maintains and develops expert knowledge of company and/or department systems

•Follows up on unresolved issues to ensure resolution. Contacts appropriate departments and employees to ensure completion of unfinished items

•Contributes to a positive, ethical and respectful working environment and communicates openly with others

•Models company culture internally and externally

•Participates in meetings and coaching sessions

•Keeps staff informed of any procedural changes or enhancements

•Participates in the selection, placement and training of new team members

•Provides support to department leadership in performing trend analysis, information gathering, performance feedback and related activities

+ Must be eligible for employment under regulatory standards applicable to the position.


40 Hours / Per Week

Job Description:

The Finance Quality Control/Audit Analyst is responsible for taking the lead on executing quality control reviews for functions within the Finance division. The Finance Quality Control/Audit Analyst is expected to ensure the Quality Control program is executed in accordance with the Quality Control Methodology.


At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and creating an environment where every employee has the opportunity to reach their potential.

If you are a candidate with a disability and need an accommodation to complete the application process, email the TD Bank US Workplace Accommodations Program at . Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.

EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.


Maine, New Jersey, South Carolina


Cherry Hill, Falmouth, Greenville


•Bachelor’s degree

•5+ years related experience required (audit, quality control, regulatory reporting management, process control management)

•Excellent written and verbal communication skills

•Proven time management and organizational skills

•Excellent computer skills

•Must be able to work flexible hours

•Proven problem solving skills

•Excellent interpersonal skills

•Proven ability to work as an active participant in a team as well as independently

•Experience in a unpredictable and fast pace environment

•Proven ability to be detail oriented

•Strong leadership & conflict resolution skills

Work Location:

101 Haddonfield Road, 70 Gray Road West Falmouth Crossing, Greenville Campus Building B – 200 Carolina Point Parkway

Business Line:


Job Category – Primary:

Finance / Accounting

Job Category(s):

Audit, Finance / Accounting

Province/State (Primary):**

New Jersey

ProvState 2:

South Carolina

ProvState 3:


City (Primary):

Cherry Hill

City(s) 2:


City(s) 3:


Job Family:

Finance Business Advisory

Time Type:

Full Time

Employment Type:


Federal law prohibits job discrimination based on race, color, sex, sexual orientation, gender identity, national origin, religion, age, equal pay, disability and genetic information.

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